Text only view
Text Size: A+| A-| A   |   Text Only Site    |   Accessibility
Department of Consumer and Business Services

Investment adviser main search page

All investment adviser firms currently licensed to do business in Oregon are included on this site.

About 260 of those firms are regulated by the Oregon Division of Financial Regulation (DFR), and 860 are under federal jurisdiction and are licensed by the Securities and Exchange Commission (SEC).

For more information about SEC-licensed firms, call (202) 942-7040.

If the firm you seek is not on this site, it may be exempt from licensing. Call DFCS at (503) 378-4140 for more information.

Information is updated weekly and can be searched several ways:

Get Adobe Acrobat ReaderAdobe Reader is required to view PDF files. Click the "Get Adobe Reader" image to get a free download of the reader from Adobe. Available for Macintosh or Windows.